OMB APPROVAL |
OMB Number: 3235-0362 |
Expires: January 31, 2005 |
Estimated average burden hours per response...1.0 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
o | Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
o | Form 3 Holdings Reported |
o | Form 4 Transactions Reported |
1. | Name and Address of Reporting Person* |
2. | Issuer Name and Ticker or
Trading Symbol |
3. | I.R.S. Identification Number of
Reporting Person, if an entity (Voluntary) |
|||||||
Costantini, Vincent, J (Last) (First) (Middle) |
Comfort Systems USA, Inc. (FIX) |
|||||||||||
71 Sunset Road |
4. | Statement for Month/Year | 5. | If Amendment, Date of Original (Month/Year) | ||||||||
12/31/2002 |
|
|||||||||||
(Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) |
7. | Individual or Joint/Group Reporting (Check Applicable Line) |
||||||||
Weston, MA 02493 (City) (State) (Zip) |
x | Director | o | 10% Owner | x | Form filed by One Reporting Person | ||||||
o | Officer (give title below) | o | Form filed by More than One Reporting Person | |||||||||
o | Other (specify below) | |||||||||||
|
||||||||||||
* | If the form is filed by more than one reporting person, see instruction 4(b)(v). |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||
1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2A. | Deemed Execution Date, if any (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned at the End of Issuer's Fiscal Year (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
Amount | (A) or (D) |
Price | ||||||||||||||||||||||
Page 3
Page 4
Explanation of Responses:
(1) Options expire on the earlier of ten years from the date of grant or one year after termination of service as a director.
Page 5
Table II - Derivative Securities
Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
1.
Title of Derivative
Security
(Instr. 3)2.
Conversion or Exercise
Price of Derivative
Security3.
Transaction Date
(Month/Day/Year)3A.
Deemed Execution
Date, if any
(Month/Day/Year)4.
Transaction Code
(Instr. 8)5.
Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
(D)
Option to buy
$4.770
05/23/2002
A
10,000
Table II - Derivative Securities
Acquired, Disposed of, or Beneficially Owned - Continued
(e.g., puts, calls, warrants, options, convertible securities)
6.
Date Exercisable and
Expiration Date
(Month/Day/Year)7.
Title and Amount of
Underlying Securities
(Instr. 3 and 4)8.
Price of Derivative
Security
(Instr. 5)9.
Number of Derivative
Securities Beneficially
Owned at End of
Year
(Instr. 4)10.
Ownership of
Derivative Security:
Direct (D)
or Indirect (I)
(Instr. 4)11.
Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Date
ExercisableExpiration
Date
Title
Amount or
Number of
Shares
05/23/2002
(1)
Common Stock
10,000
$4.770
25,000
D
/s/ Vincent J. Costantini
2/14/2003
**Signature of Reporting Person
Date
**
Intentional misstatements or omissions of facts
constitute Federal Criminal Violations. See 18 U.S.C. 1001 and
15 U.S.C. 78ff(a).
Note:
File three copies of this Form, one of which must be manually
signed. If space provided is insufficient, see Instruction 6 for
procedure.